First Impressions In December, the SEC released a document that addressed the derivatives usage of mutual funds (and exchange-traded funds). The commission has been busy over the past year, having ...

US buy-side firms have warned that current derivatives rules are confusing and open to interpretation, backing regulators’ plans for a rethink of the Investment Company Act of 1940. US buy-side firms ...

Bitwise filed eleven crypto ETF applications, targeting broader regulated access through tokens, ETPs, and derivatives.

WASHINGTON (CN) - Entities willing to act as middlemen between buyer and seller in certain credit derivative purchases are exempt from Exchange Act requirements if they conform to specific conditions, ...

The Securities and Exchange Commission has passed along a request to the Financial Accounting Standards Board that it consider making changes in how to account for derivatives contracts designated as ...

Securities and Exchange Commission Chairman Mary Schapiro said it's "critical" for regulators to gain more access to information on derivative transactions to police market abuses. Regulators need ...

A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...

The U.S. Securities and Exchange Commission (SEC) is proposing to bring over-the-counter swap markets under greater oversight as part of he effort to ramp up regulation of OTC derivatives markets. The ...

WASHINGTON, Nov 25 (Reuters) - U.S. regulators are increasingly looking beyond stocks in their insider trading investigations to examine derivatives and credit default swaps, a top Securities and ...